Chapter 2 continued:  Sample Design and Attrition


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2.5  Interview Methods

Before each survey period begins, the Census Bureau  generates lists of respondents to be interviewed and distributes them to 12 regional offices. Current addresses and contact information are generated from data collected during the last interview and through a postal check conducted by Census, and cases are assigned to interviewers who live in the same geographic area as the respondent. Interviewers then receive copies of the questionnaire (or a laptop computer for CAPI/CATI interviews), respondents' Household Record Cards, and flashcard and information booklets.

In each survey round, interviewers are responsible for contacting each respondent in their caseload and for using additional local level resources to locate those respondents who have moved since the last interview. Respondents who have moved outside the geographic district of the original interviewer are assigned to another unless there are no personnel nearby. In the latter event, an effort is made to interview the respondent by telephone.

Each respondent to be interviewed is sent various materials designed to encourage continued participation. Advance letters thanking respondents for taking part in the interviews and informing them of the coming survey are mailed prior to each interview period. Fact sheets highlighting recent research findings from each cohort's survey data are also provided. Respondents who initially refuse to participate in a survey are sent letters and some additional materials by the regional offices designed to encourage their continued participation and are once again contacted by local level interviewers to secure the interview.

While the type of survey, personal or telephone, determines the chief mode of contact, an alternate contact method is used for certain respondents. During a personal survey, for example, those respondents who live long distances from the Census interviewer's base of operation or those for whom the Census supervisor has decided that another contact method is warranted are contacted by telephone. Although survey instruments are written in English only, multilingual interpreters are made available by the regional offices to interviewers who need them.

In 1995, respondents in the two women's cohorts were interviewed during the same time period; a single computer-assisted personal interview replaced the paper-and-pencil interview (PAPI)  instruments used during the previous interviews. While data were collected simultaneously for the two cohorts, they were released separately by cohort. This computer-assisted interview has continued on a biennial basis.

The average length of an interview varies depending on the type conducted, with personal PAPI interviews lasting 50-60 minutes, CAPI interviews lasting about 70 minutes, and CATI interviews averaging 20-25 minutes. No stipends have been paid to Original Cohort respondents for their participation.

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2.6  Eligible Sample & Reasons for Noninterview

In general, respondents selected for interviewing each year are those who participated in the initial survey and who are alive, residing within the United States at the interview date, and noninstitutionalized. (If a respondent had joined the Armed Forces, she would also have been excluded from interview during her enlistment, but no Mature Women respondents were members of the military during the survey period.) However, the criteria used to select the eligible sample--respondents whom the Census Bureau attempts to interview in a given round--have varied somewhat over the years.

Beginning in 1968, any respondent who had refused to be interviewed during a previous round was dropped from the eligible sample. Beginning in 1971, respondents were also dropped from the eligible sample if they had not been interviewed in two consecutive surveys for reasons other than death or refusal (for example, respondents who could not be located or contacted during the field period--those with 'Reason for Noninterview' codes of 1, 2, 3, 4, 5, 6, 8, or 11). In 1982, Census ceased dropping individuals for these two reasons but did not attempt to reinterview those already dropped. For example, a respondent who missed the 1979 and 1981 interviews, or any two consecutive interviews prior to that year, for a reason other than death or refusal would not be eligible to participate in 1982 or any subsequent year. Similarly, a respondent who refused to participate in 1981 or any earlier survey would not be eligible in 1982 or any later survey. However, respondents who refused to participate or missed their second consecutive interview in 1982 are retained in the sample and are eligible for all subsequent interviews, unless they have died or been institutionalized. The User Notes after Table 2.6.2 describe how dropped respondents can be identified.

Table 2.6.1 below depicts reasons for exclusion from the eligible sample and the years each applied; Tables 2.6.3 and 2.6.4 later in this section present reasons for noninterview across survey years.

Table 2.6.1 Reasons for Exclusion from the Eligible Sample

Out-of-Scope Reason

Years Exclusion Reason in Effect

Institutionalized

All years

In the Armed Forces

All years

Residing outside the U.S.

All years

Deceased

All years

Refusal during any one previous interview

1967-82. If interviewed in 1984, a respondent remained in the eligible sample for subsequent interviews.

Dropped due to two consecutive noninterviews for reasons other than refusal, death, or membership in the Armed Forces

1971-82. If interviewed in 1984, a respondent remained in the eligible sample for subsequent interviews.

Congressional Refusal1

1984-present

 
1 Congressional Refusal refers to a congressional representative requesting a respondent not be contacted again for an NLS survey after a respondent has completed one or more survey rounds.

Each survey year, CHRR creates a cumulative 'Reason for Noninterview' variable for the full sample of respondents. Variable reference numbers for this series from 1968 to 2001 are: R00856., R00884., R01338., R02053., R02883., R03084., R03295., R04555., R04912., R05284., R06664.10, R07215.10, R07833.10, R08878.10, R10093.10, R16012., R34981., R42670., and R63203. This created variable is a combination of (1) the noninterview reasons provided by Census for the subset of respondents designated as eligible for interview in that survey year and (2) the reason for noninterview assigned during a previous survey to out-of-scope respondents. For several surveys, CHRR released an additional variable reflecting the reasons for noninterview for only those respondents with whom interviews were attempted that year. This type of variable is available in 1974 (R07755.) and in 1992 (e.g., R10093.). The number of respondents that Census designates as eligible for interviewing fluctuates by survey year.

Instructions to interviewers on how to code a respondent's reason for noninterview appear within the Interviewer's Reference Manuals  (or Field Representative's Manuals). The set of noninterview coding categories present during the initial survey years has been supplemented over the years with additional reasons for noninterview, and the meanings of existing categories have been refined. Table 2.6.2 presents the raw coding categories present on the public data files and specifies the survey years during which each category was utilized.

Table 2.6.2 Conceptual & Raw Coding Categories for the Reason for Noninterview Variables

Conceptual Category

Raw Coding Category1

Code & Survey Years

CAN'T LOCATE

Unable to locate [contact] R - reason not specified

[1]

All (1967-present)

[Unable to locate R] - mover - no good address

[4]

All

INTERVIEW IMPOSSIBLE

[Unable to locate R] - mover - good address given but interview impossible to obtain (e.g., "moved to Germany" or "lives too far from PSU - distance too great")2

[2]

All

[Unable to locate R] - mover - good address given but unable to obtain interview after repeated attempts, etc.

[3]

All

[Unable to locate R] - nonmover - unable to obtain interview after repeated attempts, etc.

[5]

All

Temporarily absent

[6]

All

Other

[11]

All

REFUSAL

Refusal

[9]

All

Congressional refusal3

[14]

1984-present

OUT OF SCOPE

In Armed Forces

[7]

All

Institutionalized

[8]

All

Moved outside U.S. (other than Armed Forces)

[13]

1979-present

DECEASED

Deceased

[10]

All

DROPPED

Non-interview for two years, R dropped from sample

[12]

1971-present

1 Specific instructions to Census interviewers on use of these coding categories can be found in the cohort-specific Interviewer's Reference Manuals.  
2 Beginning in the 1979 survey year, the separate "moved outside the U.S." coding category was added as a reason for noninterview and the "unable to locate" coding category no longer included those respondents who had moved outside the United States.  
3 Congressional refusal refers to a congressional representative requesting a respondent not be contacted again for an NLS survey after a respondent has completed one or more survey rounds.  

User Notes: Researchers can use the 'Reason for Noninterview' variables to identify respondents who were dropped from the eligible sample. Respondents with a code of 12 were dropped due to missing two consecutive interviews for reasons other than death or refusal. It is more difficult to determine which respondents were dropped because they refused an interview in 1981 or earlier, because they are assigned the same code as respondents refusing an interview in later years. To identify these respondents, researchers must examine the 'Reason for Noninterview' variables and assume that a respondent was dropped if she has a code of 9 for every survey since she first refused, if that first refusal was in 1981 or earlier. Respondents who have consistently refused in more recent surveys, but who did not refuse an interview before 1982, remain in the eligible sample.

The reason for noninterview coding categories depicted in Tables 2.6.3 and 2.6.4 below were constructed from the raw coding categories as shown in Table 2.6.2. For example, the conceptual category "can't locate" is the sum of codes "1" and "4." Tables 2.6.3 and 2.6.4 depict the number of respondents not interviewed by survey year, reason, and race.

Table 2.6.3 Reasons for Noninterview: 1968-2001

 

 

 

Reason for Noninterview

Survey Year

Total Interviewed

Total Not Interviewed

Can't Locate

Interview Impossible

Refusal

Out of
Scope1

Deceased

Dropped2

1968

4910

173

49

25

76

1

22

--

1969

4712

371

50

69

210

7

35

--

1971

4575

508

56

65

292

6

60

29

1972

4471

612

39

49

389

2

72

61

1974

4322

761

41

31

479

5

101

104

1976

4172

911

34

40

580

7

131

119

1977

3964

1119

22

49

761

6

140

141

1979

3812

1271

21

27

867

11

176

169

1981

3677

1406

18

17

963

9

216

183

1982

3542

1541

15

26

1061

8

238

193

1984

3422

1661

31

25

1113

13

285

194

1986

3335

1748

38

35

1130

10

341

194

1987

3241

1842

30

45

1195

14

364

194

1989

3094

1989

29

49

1265

21

431

194

1992

2953

2130

62

18

1286

24

546

194

1995

2711

2372

69

91

1321

33

664

194

1997

2608

2475

96

49

1293

38

805

194

1999

2467

2616

81

68

1311

48

914

194

2001 2318 2765 64 86 1285 57 1079 194
 
Note: This table is based on R00856., R00884., R01338., R02053., R02883., R03084., R03295., R04555., R04912., R05284., R06664.10, R07215.10, R07833.10, R08878.10, R10093.10, R16012., R34981., R42670., and R63203.  
1  Beginning with the 1979 survey, "moved outside the U.S." became a separate out-of-scope coding category. Respondents who could not be interviewed during the 1968-77 surveys because their residence--either within or outside of the U.S.--was too far away were coded within the "interview impossible" category. Out-of-scope counts for pre-1979 survey years thus may be understated.  
2  Respondents who had been noninterviews for two consecutive survey years due to reasons other than refusal or death were eliminated from the eligible sample beginning with the 1971 interview. After the 1982 interview, no additional respondents were dropped based on this rule.  

Table 2.6.4 Reasons for Noninterview by Race: 1968-2001

Survey Year

Total Interviewed   Total Not Interviewed Reason for Noninterview  
Can't Locate Interview Impossible Refusal Out of Scope1   Deceased   Dropped2  
 

Non-black

Black

Non-black

Black

Non-black

Black

Non-black

Black

Non-black

Black

Non-black

Black

Non-black

Black

Non-black

Black

1968

3576

1334

117

56

26

23

16

9

60

16

1

0

14

8

--

--

1969

3418

1294

275

96

31

19

48

21

171

39

3

4

22

13

--

--

1971

3330

1245

363

145

29

27

52

13

228

64

1

5

33

27

20

9

1972

3264

1207

429

183

20

19

36

13

298

91

0

2

36

36

39

22

1974

3157

1165

536

225

19

22

24

7

369

110

3

2

55

46

66

38

1976

3049

1123

644

267

18

16

30

10

443

137

3

4

74

57

76

43

1977

2892

1072

801

318

12

10

36

13

583

178

3

3

79

61

88

53

1979

2781

1031

912

359

13

8

14

13

663

204

10

1

103

73

109

60

1981

2685

992

1008

398

9

9

13

4

738

225

6

3

126

90

116

67

1982

2583

959

1110

431

11

4

16

10

816

245

5

3

139

99

123

70

1984

2510

912

1183

478

16

15

16

9

855

258

11

2

161

124

124

70

1986

2453

882

1240

508

19

19

22

13

872

258

7

3

196

145

124

70

1987

2383

858

1310

532

18

12

34

11

915

280

10

4

209

155

124

70

1989

2277

817

1416

573

15

14

29

20

977

288

13

8

258

173

124

70

1992

2170

783

1523

607

38

24

13

5

1008

278

15

9

325

221

124

70

1995

2012

699

1681

691

36

33

65

26

1043

278

15

18

398

266

124

70

1997

1939

669

1754

721

67

29

35

14

1026

267

22

16

480

325

124

70

1999

1848

619

1845

771

53

28

56

12

1029

282

30

18

553

361

124

70

2001 1749 569 1944 821 43 21 67 19 1015 270 35 22 660 419 124

        70

 
Note: This table is based on R00023. (race), R00856., R00884., R01338., R02053., R02883., R03084., R03295., R04555., R04912., R05284., R06664.10, R07215.10, R07833.10, R08878.10, R10093.10, R16012., R34981., R42670., and R63203.
1  Beginning with the 1979 survey, "moved outside the U.S." became a separate out-of-scope coding category. Respondents who could not be interviewed during the 1968-77 surveys because their residence--either within or outside of the U.S.--was too far away were coded within the "interview impossible" category. Out-of-scope counts for pre-1979 survey years thus may be understated.  
2  Respondents who had been noninterviews for two consecutive survey years due to reasons other than refusal or death were eliminated from the eligible sample beginning with the 1971 interview. After the 1982 interview, no additional respondents were dropped based on this rule.  

 

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